{"id":4642,"date":"2022-01-17T18:40:30","date_gmt":"2022-01-17T16:40:30","guid":{"rendered":"https:\/\/finalix.com\/dienstleistungen\/mifid-ii\/"},"modified":"2024-11-01T15:51:00","modified_gmt":"2024-11-01T13:51:00","slug":"mifid-ii","status":"publish","type":"dienstleistungen","link":"https:\/\/finalix.com\/en\/expertise\/services\/mifid-ii\/","title":{"rendered":"MiFID II"},"content":{"rendered":"\n<p>MiFID II increases the demands on financial service providers in order to enhance investor protection and increase transparency. The regulation concerns topics such as product governance, client classification, suitability &amp; appropriateness in the advisory process, transparency on costs and charges (incl. inducements), trading, and records management.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Client benefits<\/h2>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Increased suitability &amp; product governance standards ensure that clients invest only in financial instruments that fit their needs.<\/li>\n\n\n\n<li>Minimising legal and process risk (incl. reputational risk) for financial institutions serving EEA-domiciled clients.<\/li>\n<\/ul>\n\n\n\n<h2 class=\"wp-block-heading\">finalix contribution<\/h2>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Implementation of the MiFID II requirements for a major Swiss universal bank, a Swiss cantonal bank, and private banks.<\/li>\n\n\n\n<li>Functional expertise through business analyses and implementation leads in various topics of the advisory process (e.g. client classification, suitability &amp; appropriateness, product governance (incl. target market), costs &amp; charges, client reporting).<\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"<p>MiFID II increases the demands on financial service providers in order to enhance investor protection and increase transparency.<\/p>\n","protected":false},"featured_media":4173,"template":"","expertise":[109],"class_list":["post-4642","dienstleistungen","type-dienstleistungen","status-publish","has-post-thumbnail","hentry","expertise-regulatory-en"],"acf":[],"_links":{"self":[{"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/dienstleistungen\/4642","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/dienstleistungen"}],"about":[{"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/types\/dienstleistungen"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/media\/4173"}],"wp:attachment":[{"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/media?parent=4642"}],"wp:term":[{"taxonomy":"expertise","embeddable":true,"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/expertise?post=4642"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}