{"id":7325,"date":"2023-05-09T10:03:06","date_gmt":"2023-05-09T08:03:06","guid":{"rendered":"https:\/\/finalix.com\/?post_type=dienstleistungen&#038;p=7325"},"modified":"2023-09-08T07:40:25","modified_gmt":"2023-09-08T05:40:25","slug":"investment-suitability","status":"publish","type":"dienstleistungen","link":"https:\/\/finalix.com\/en\/expertise\/services\/investment-suitability\/","title":{"rendered":"Investment Suitability"},"content":{"rendered":"\n<p>Financial service providers must conduct pre-trade investment suitability checks to determine whether a product is in line with investment objectives, risk requirements, as well as with the knowledge and experience of a client. Data provided by clients must be assessed against product\/portfolio characteristics. To ensure a consistent client experience and to allow for efficiency, it is essential to follow a structured approach with a global suitability framework tailored for local conditions.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Client\u00a0benefits<\/h2>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong>Become and\/or stay compliant<\/strong>: Make sure your policies and systems meet global and local regulatory requirements to avoid penalties.<\/li>\n\n\n\n<li><strong>Innovate and automate<\/strong>: Forget about manual processes, let us support you in getting your systems to work for you.<\/li>\n\n\n\n<li><strong>Leverage existing data<\/strong>: Stop capturing the same attributes on multiple occasions for various purposes. We guide you through the maze of data redundancies and assist you in mapping out your data in a consistent and well-structured manner.<\/li>\n\n\n\n<li><strong>Improved efficiency &amp; free up client time<\/strong>: Automated tasks and digital workflows enable quicker response, help reduce operational risks &amp; costs, and free up client time.<\/li>\n<\/ul>\n\n\n\n<h2 class=\"wp-block-heading\">finalix\u00a0contribution<\/h2>\n\n\n\n<ul class=\"wp-block-list\">\n<li>Assessment and implementation of regulatory requirements working closely with Legal and Compliance, minimising regulatory risk exposure.<\/li>\n\n\n\n<li>Driving process design and structuring across the suitability processes including investment governance model and framework design.<\/li>\n\n\n\n<li>Assessment of your system environment, identification of weaknesses, and improvement opportunities (gap analysis, proof of concept design, etc.)<\/li>\n\n\n\n<li>Tailor-made suitability checks &amp; questionnaires.<\/li>\n<\/ul>\n\n\n\n<ul class=\"nv-cv-m wp-block-list\">\n<li>Turn-key project management from analysis, to implementation, roll-out, communication and training.<\/li>\n\n\n\n<li>Vendor evaluation and selection.<\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"<p>Pre-trade investment suitability checks are essential to determine whether a product is in line with the investment objectives, risk requirements, as well as with the knowledge and experience of a client. A structured approach will help in achieving regulatory compliance while maximising efficiency.<\/p>\n","protected":false},"featured_media":4171,"template":"","expertise":[107],"class_list":["post-7325","dienstleistungen","type-dienstleistungen","status-publish","has-post-thumbnail","hentry","expertise-advisory-en"],"acf":[],"_links":{"self":[{"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/dienstleistungen\/7325","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/dienstleistungen"}],"about":[{"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/types\/dienstleistungen"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/media\/4171"}],"wp:attachment":[{"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/media?parent=7325"}],"wp:term":[{"taxonomy":"expertise","embeddable":true,"href":"https:\/\/finalix.com\/en\/wp-json\/wp\/v2\/expertise?post=7325"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}